Regulatory and Legal Information Notice
This website and associated documents and communications are issued for information only by 1167 Capital LLP (“1167″) which is a limited liability partnership incorporated in England and Wales under number OC411733.
1167 is authorised by the UK Financial Conduct Authority under Firm Reference Number 784978.
1167 has obtained this information from various sources and it is designed to be fair, clear and not misleading and to comply with COBS 4.2 of the FCA Handbook (www.fca.org.uk).
Where this website constitutes a financial promotion it is issued and only made available to, and directed at (a) persons who have professional experience in matters relating to investments falling within Article 19(1) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the “Order”) or (b) high net worth entities, and other persons to whom it may otherwise lawfully be communicated, falling within Article 49(1) of the Order (all such persons together being referred to as “relevant persons”). The website and associated documents and communications should not be acted or relied upon by persons who are not relevant persons.
Any investment or investment activity to which this communication relates is only available to relevant persons and will be engaged in only with relevant persons. This website is being made available to Professional clients and Eligible Counterparties only. This website is not for Retail Clients.
The distribution, reproduction or other use of all or any part of this website is prohibited. This website and the information contained within may not be reproduced in whole or in part, nor may they be used for any purpose other than that for which they have been submitted, without the prior written consent of 1167.
The contents of the website do not constitute an offer by 1167 to enter into any contract/agreement nor is it a solicitation to buy or sell any investment. Nothing on this website should be deemed to constitute the provision of financial, investment or other professional advice in any way. The contents are based upon sources of information believed to be reliable, however, save to the extent required by applicable law or regulations, no guarantee, warranty or representation (express or implied) is given as to its accuracy or completeness and, 1167, its members, officers and employees do not accept any liability or responsibility in respect of the information or any views expressed herein. All data is sourced from 1167 unless otherwise indicated. This website may include forward-looking statements that are based upon the managers’ current opinions, expectations and projections. 1167 undertakes no obligation to update or revise any forward-looking statements.
Actual results could differ materially from those anticipated in the forward-looking statements.
Many of the protections provided by the United Kingdom regulatory structure may not apply to you including access to the UK Financial Services Compensation Scheme and the UK Financial Ombudsman Service.
This website is not aimed at persons who are residents of any country, including but not limited to the United States of America (“USA”) and South Africa, where the Fund is not registered or approved for marketing and/or sale or in which the dissemination of information on the Fund or the services of 1167 are not permitted. Nothing in this site is a promotion by 1167 aimed at investors in EEA countries and it must not be viewed as such. No contents of this website should be distributed to any third party without the express approval of 1167.
Notice to Persons in the United States
Shares in the Fund have not been, and will not be, registered under the US Securities Act of 1933, as amended (the “1933 Act”), or qualified under any applicable state statutes, and the Shares may not be offered, sold or transferred in the United States of America (including its territories and possessions) or to or for the benefit of, directly or indirectly, any US Person (as that term is defined in the Information Memorandum), except pursuant to registration or an exemption. The Fund is not, and will not be, registered under the US Investment Company Act of 1940, as amended (the “1940 Act”), and investors will not be entitled to the benefit of such registration. The Fund may make a private placement of the Shares to a limited number or category of US Persons.
Additional Information for Qualified Investors in Switzerland
The representative in Switzerland is ARM Swiss Representatives SA, Route de Cité-Ouest 2, 1196 Gland, Switzerland. The paying agent in Switzerland is Banque Heritage SA, Route de Chêne 61, Case Postale 6600, 1211 Geneva 6, Switzerland. The Prospectus, the Articles of Association and annual financial statements can be obtained free of charge from the representative in Switzerland. The place of performance and jurisdiction is the registered office of the representative in Switzerland with regards to the Shares distributed in and from Switzerland.
Information Regarding the Fund
1167 Active Funds ICAV (“the Fund”) is an Irish domiciled UCITS which is authorised by the Central Bank of Ireland.
Prospective investors should read in the Fund’s Prospectus, Supplements and application form that will exclusively form the basis of any application and an investment should not be contemplated until the risks of investment and tax implications have been considered fully. Tax treatment will depend on the individual circumstances of each investor and may be subject to change in the future. 1167 does not give tax or legal advice. Investors should obtain professional advice on taxation where appropriate before proceeding with any investment.
Performance Information and Risk Warnings
Any performance figures on this website refer to the past and past performance is not a reliable indicator of future results. The base currency of the Fund is in US dollars (USD), and unless otherwise indicated, performance figures are calculated in USD. The return of investors in the Sterling (GBP) and Euro (EUR) classes may increase or decrease as a result of currency fluctuations.
The entire investment is at risk of loss. Values may fall as well as rise and investors may not get back the amount invested. Income from investments may fluctuate. Changes in rates of exchange may have an adverse effect on the value, price or income of investments. Sub-funds may be permitted to and may use leverage as an investment strategy. The effect of such leverage is that movements in the price of the Funds’ shares will be more volatile than the movements in the prices of its underlying investments. Investors should be aware that investments in higher yielding bonds issued by borrowers with lower credit ratings may result in a greater risk of default and have a negative impact on income and capital value. Income payments may constitute a return of capital in whole or in part. Income may be achieved by foregoing future capital growth. Fund charges may be applied in whole or part to capital, which may result in capital erosion. You should be aware of the additional risks associated with investment in emerging and developing markets. The prices of some investments may be extremely volatile. The Fund is not traded on an exchange or recognised market and in common with some of its investments may not be readily realisable during periods of severe market stress.
1167 Active Funds ICAV (the “ICAV”)
1167 Capital LLP have been appointed investment manager and distributor for the ICAV. Please note that 1167 Capital LLP are hosting the documents of the ICAV (the “Fund Documents”) only, in the absence of the ICAV’s own website facilities. The publication of the Fund Documents is for informational purposes only. 1167 Capital LLP is not responsible for the content, accuracy, reliability or completeness of the Fund Documents. The Fund Documents are solely the responsibility of the ICAV and have not been published by 1167 Capital LLP.
The Fund Documents and this website of 1167 Capital LLP (the “Website”) are for information purposes only. Nothing contained therein constitutes or shall be deemed to constitute a financial, legal, tax or other advice of any kind and no information on the Website shall constitute or deem to constitute a solicitation or an offer to purchase, or invest in, any financial products which are listed or referred to on this Website. This Website is specifically not aimed at parties who are residents of any country where the ICAV is not registered or approved for marketing and/or sale or dissemination of information on the funds or services is not permitted. 1167 Capital LLP cannot make any representation or warranty of any nature, expressly or implicitly, about the Fund Documents. You should not rely solely on the information contained on the Website.